Program : Financial Planning

Course Name : Ethical And Legal Aspects of Financial Planning

Course Code Course Fee
FINRE X 1317.1 $ 69

Students are guided through an extensive program, covering crucial areas such as compliance, communication, technology and financial planning principles. Financial Planning is the process of assisting an individual to meet his financial goals through proper management of his wealth.

 

Course Format

This is hand-on course. We apply a powerful learning cycle of short lecture, self learning material, specialized dictionaries, and eBooks. To enhance ones personality IT simulations and Power Point presentations are conducted. Self Assessment tests, Online Assessments and Online Exams are there to test student’s knowledge and skills. This course covers:-

  • The Code of Ethics and Professional Responsibility
  • CFP Licensee’s Responsibilities to the Public, Clients, and
  • Employers
  • Client Agreements and Confidentiality Clauses
  • AFP Practice Standards
  • Legal Aspects of Financial Planning

Course Location

Online Vlearn Portal